0001104659-17-066877.txt : 20171108 0001104659-17-066877.hdr.sgml : 20171108 20171108111500 ACCESSION NUMBER: 0001104659-17-066877 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 GROUP MEMBERS: BPIFRANCE S.A. GROUP MEMBERS: CAISSE DES DEPOTS GROUP MEMBERS: EPIC BPIFRANCE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Constellium N.V. CENTRAL INDEX KEY: 0001563411 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87483 FILM NUMBER: 171185585 BUSINESS ADDRESS: STREET 1: TUPOLEVLAAN 41-61 CITY: SCHIPHOL-RIJK STATE: P7 ZIP: 1119NW BUSINESS PHONE: 31-20-654-97-80 MAIL ADDRESS: STREET 1: TUPOLEVLAAN 41-61 CITY: SCHIPHOL-RIJK STATE: P7 ZIP: 1119NW FORMER COMPANY: FORMER CONFORMED NAME: Constellium Holdco B.V. DATE OF NAME CHANGE: 20121130 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Bpifrance Participations SA CENTRAL INDEX KEY: 0001581835 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 56 RUE DE LILLE CITY: PARIS STATE: I0 ZIP: 75007 BUSINESS PHONE: 33158501515 MAIL ADDRESS: STREET 1: 56 RUE DE LILLE CITY: PARIS STATE: I0 ZIP: 75007 SC 13D/A 1 a17-26158_1sc13da.htm SC 13D/A

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 


 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

 

Constellium N.V.

(Name of Issuer)

 

Class A Ordinary Shares, nominal value €0.02 per share

(Title of Class of Securities)

 

N22035104

(CUSIP Number)

 

Sophie Paquin

Bpifrance Participations S.A.

27-31, avenue du Général Leclerc

94710 Maisons-Alfort Cedex

France

+33 1 53 89 87 89

 

With copy to:

 

Linda A. Hesse

Jones Day

2, rue Saint Florentin

75001 Paris

France

+33 1 56 59 39 39

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

November 2, 2017

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

1

Name of Reporting Person
Caisse des Dépôts (f/k/a Caisse des Dépôts et Consignations (CDC))

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

 o

 

 

(b)

 o

 

 

3

SEC Use Only

 

 

4

Source of Funds
WC

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
France

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
16,393,903

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
16,393,903

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
16,393,903

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares  o

 

 

13

Percent of Class Represented by Amount in Row (11)
12.19%

 

 

14

Type of Reporting Person
OO

 

2



 

 

1

Name of Reporting Person
Bpifrance Participations S.A.

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

 o

 

 

(b)

 o

 

 

3

SEC Use Only

 

 

4

Source of Funds
WC

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
France

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
16,393,903

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
16,393,903

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
16,393,903

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares  o

 

 

13

Percent of Class Represented by Amount in Row (11)
12.19%

 

 

14

Type of Reporting Person
OO

 

3



 

 

1

Name of Reporting Person
Bpifrance S.A. (f/k/a BPI-Groupe (bpifrance))

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

 o

 

 

(b)

 o

 

 

3

SEC Use Only

 

 

4

Source of Funds
WC

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
France

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
16,393,903

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
16,393,903

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
16,393,903

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares  o

 

 

13

Percent of Class Represented by Amount in Row (11)
12.19%

 

 

14

Type of Reporting Person
OO

 

4



 

 

1

Name of Reporting Person
EPIC Bpifrance (f/k/a EPIC BPI-Groupe)

 

 

2

Check the Appropriate Box if a Member of a Group

 

 

(a)

 o

 

 

(b)

 o

 

 

3

SEC Use Only

 

 

4

Source of Funds
WC

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
France

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
16,393,903

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
16,393,903

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
16,393,903

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares  o

 

 

13

Percent of Class Represented by Amount in Row (11)
12.19%

 

 

14

Type of Reporting Person
OO

 

5



 

This Amendment No. 3 (this “Amendment No. 3”) amends the Statement on Schedule 13D relating to Ordinary Shares of the Issuer filed with the Securities and Exchange Commission (the “SEC”) on June 10, 2013, as amended by Amendment No. 1 filed with the SEC on July 25, 2013 and Amendment No. 2 filed with the SEC on September 7, 2017 (as amended, the “Schedule 13D”). Capitalized terms used in this Amendment No. 3 but not otherwise defined herein have the meanings given to them in the Schedule 13D.

 

Item 1. Security and Issuer

 

This Amendment No. 3 relates to the Class A ordinary shares, nominal value €0.02 per share (the “Ordinary Shares”), of Constellium N.V. (the “Issuer”). The principal executive offices of the Issuer are located at Tupolevlaan 41-61, 1119 NW Schiphol-Rijk, The Netherlands.

 

Item 2. Identity and Background

 

Item 2 is hereby amended and restated as follows:

 

This Amendment No. 3 is filed jointly by (i) the Caisse des Dépôts, a French special public entity (établissement special) (“CDC”), (ii) Bpifrance Participations S.A., a société anonyme incorporated under the laws of the Republic of France (“Bpifrance Participations”), (iii) Bpifrance S.A. (f/k/a BPI-Groupe (bpifrance)), a société anonyme incorporated under the laws of the Republic of France, and (iv) EPIC Bpifrance (f/k/a EPIC BPI-Groupe), a French public institution of industrial and commercial nature (“EPIC”). CDC, Bpifrance Participations, Bpifrance S.A. and EPIC are referred to herein collectively as the “Reporting Persons.” The principal address for CDC is 56, rue de Lille, 75007 Paris, France. The principal address for Bpifrance Participations, Bpifrance S.A. and EPIC is 27-31 avenue du Général Leclerc, 94710 Maisons-Alfort Cedex, France.

 

Bpifrance Participations is a French public investment fund specializing in the business of equity financing via direct investments or fund of funds. Bpifrance Participations is a wholly-owned subsidiary of Bpifrance S.A., a French financial institution especially created for this purpose. CDC and EPIC each hold 50% of the share capital of Bpifrance S.A. and jointly control Bpifrance S.A. CDC is principally engaged in the business of long-term investments. EPIC is principally engaged in the business of banking finance.

 

As of the date hereof, Bpifrance Participations holds directly 16,393,903 Ordinary Shares. As of the date hereof, neither Bpifrance S.A., CDC nor EPIC holds any Ordinary Shares directly. Bpifrance S.A. may be deemed to be the beneficial owner of 16,393,903 Ordinary Shares, indirectly through its sole ownership of Bpifrance Participations. CDC and EPIC may be deemed to be the beneficial owners of 16,393,903 Ordinary Shares, indirectly through their joint ownership and control of Bpifrance S.A.

 

Attached as Appendices A, B, C and D to Item 2 is information concerning the executive officers and directors of Bpifrance Participations, Bpifrance S.A., CDC and EPIC, respectively, required to be disclosed in response to Item 2 and General Instruction C to Schedule 13D.

 

None of the Reporting Persons, nor, to the best of their knowledge, any of the persons referred to in Appendices A, B, C and D to Item 2 has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws.

 

Item 3. Source and Amount of Funds or Other Consideration

 

Item 3 is hereby amended and supplemented as follows:

 

Between May 31, 2017 and September 6, 2017, Bpifrance Participations purchased 1,096,934 Ordinary Shares on the open market. The number of shares purchased on each day and the price for such shares are set forth in Schedule I to this Amendment No. 3 and incorporated herein by reference. Bpifrance Participations obtained the funds to purchase the Ordinary Shares from working capital.

 

Bpifrance Participations purchased 2,450,000 Ordinary Shares (the “Follow-On Shares”) at the public offering price

 

6



 

of $11.00 in an underwritten follow-on offering of the Ordinary Shares of the Issuer made pursuant to a prospectus supplement dated October 30, 2017 (the “Prospectus Supplement”) and an accompanying prospectus included in a registration statement on Form F-3 (the “Registration Statement”) filed with the SEC on October 30, 2017, which became automatically effective under the Securities Act of 1933.  Bpifrance Participations obtained the funds to purchase the Follow-On Shares from working capital.

 

As of the date hereof, Bpifrance Participations holds 16,393,903 Ordinary Shares, representing 12.19% of the Ordinary Shares and 12.19% of the outstanding share capital of the Issuer.

 

Item 4. Purpose of Transaction

 

The information set forth in Item 3 is hereby incorporated by reference in this Item 4.

 

As described in Item 3 above, which descriptions are incorporated by reference in this Item 4, this Amendment No. 3 is being filed in connection with the purchase of the Follow-On Shares.  As a result of the transactions described in this Amendment No. 3, Bpifrance Participations acquired Ordinary Shares representing 1.82% of the Issuer’s outstanding Ordinary Shares.

 

All of the Ordinary Shares that are held of record by the Reporting Persons as reported herein were acquired for investment purposes. The Reporting Persons retain the right to change their investment intent, from time to time to acquire additional Ordinary Shares or other securities of the Issuer, or to sell or otherwise dispose of all or part of the Ordinary Shares or other securities of the Issuer, if any, beneficially owned by them, in any manner permitted by law. In addition, the Reporting Persons may continue to acquire additional Ordinary Shares of the Issuer on the open market, if conditions are favorable, but are under no obligation to do so. The Reporting Persons may engage from time to time in ordinary course transactions with financial institutions with respect to the securities described herein.

 

Except as set forth above, none of the Reporting Persons currently has any plans or proposals which would be related to or would result in any of the matters described in Items 4(a)-(j) of the Instructions to Schedule 13D. However, as part of the ongoing evaluation of investment and investment alternatives, the Reporting Persons may consider such matters and, subject to applicable law, may formulate a plan with respect to such matters, and, from time to time, may hold discussions with or make formal proposals to management or the board of directors of the Issuer or other third parties regarding such matters.

 

Item 5. Interest in Securities of the Issuer

 

Item 5 is hereby amended and supplemented as follows:

 

As of the date hereof, Apollo Omega and AMI no longer hold any Ordinary Shares, and Rio Tinto has sold all but 10 Ordinary Shares. Neither Apollo Omega, AMI, nor Rio Tinto has the right to designate a member of the Issuer’s board of directors, but Rio Tinto remains bound by the terms of the Shareholders Agreement that require the Sponsoring Shareholders to vote in favor of each other’s board of directors nominees. Accordingly, Bpifrance Participations may continue to be deemed to comprise a group with Rio Tinto within the meaning of the Securities Exchange Act of 1934, as amended, that may be deemed to share voting power with respect to the aggregate 16,393,913 Ordinary Shares held by Bpifrance Participations and Rio Tinto, which represents approximately 12.19% of the Issuer’s outstanding Ordinary Shares. See the amendments to the Statements on Schedule 13D filed with the Securities and Exchange Commission by Rio Tinto on December 17, 2013, and by Apollo Omega on March 12, 2014, respectively. Each of the Reporting Persons disclaims beneficial ownership of all of the Ordinary Shares held by Rio Tinto, and the filing of this Amendment No. 3 shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

 

As of the date hereof, Bpifrance Participations holds directly 16,393,903 Ordinary Shares, which represents approximately 12.19% of the Issuer’s Ordinary Shares. As of the date hereof, none of Bpifrance S.A., CDC or EPIC holds any Ordinary Shares directly. Bpifrance S.A. may be deemed to be the beneficial owner of 16,393,903 Ordinary Shares, indirectly through its sole ownership of Bpifrance Participations. CDC and EPIC may be deemed to be the beneficial owners of 16,393,903 Ordinary Shares, indirectly through their joint ownership and control of Bpifrance S.A.

 

(a) See also the information contained on the cover pages of this Amendment No. 3, which is incorporated herein by reference. The percentage of Ordinary Shares beneficially owned by each Reporting Person is based on 134,485,623 outstanding Ordinary Shares of the Issuer immediately after the offering of the Follow-On shares, as reported in the Issuer’s

 

7



 

prospectus supplement filed with the SEC on November 2, 2017 and the Form 6-K filed with the SEC on November 3, 2017.

 

(b) See the information contained on the cover pages of this Amendment No. 3, which is incorporated herein by reference.

 

(c) See the information contained in Item 3 and Schedule I to this Amendment No. 3, which is incorporated herein by reference.

 

(d) Not applicable.

 

(e) Not applicable.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Item 6 is hereby amended and supplemented as follows:

 

On March 22, 2017, Bpifrance Participations entered into a letter agreement with the Issuer which, among other things, (i) provided that the director designated by Bpifrance Participations shall be invited and entitled to participate, as a non-voting observer, in all meetings of the audit committee of the board of directors of the Issuer, (ii) eliminated the right of Bpifrance Participations to appoint an observer to the board of directors of the Issuer pursuant to the Shareholders Agreement, as long as the director it has designated has been appointed or renewed at a given shareholder general meeting, and (iii) permits Bpifrance Participations to designate an individual, subject to certain exceptions, to attend meetings of the board of directors of the Issuer, or the audit committee thereof, as a non-voting observer, in the event the director designated by Bpifrance Participations is unable to attend such a meeting.

 

Item 7.Material to be Filed as Exhibits

 

Exhibit 1: Power of Attorney — CDC (incorporated by reference to Exhibit 1 to Amendment No. 2 to the Schedule 13D filed by Bpifrance Participations on September 7, 2017).

 

Exhibit 2: Power of Attorney — Bpifrance S.A (incorporated by reference to Exhibit 2 to Amendment No. 2 to the Schedule 13D filed by Bpifrance Participations on September 7, 2017).

 

Exhibit 3: Power of Attorney — EPIC and Bpifrance Participations (incorporated by reference to Exhibit 3 to Amendment No. 1 to the Schedule 13G filed by Bpifrance Participations on February 14, 2017).

 

8



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: November 8, 2017

 

 

 

CAISSE DES DÉPÔTS

 

 

 

 

By:

/s/ Joel Prohin

 

 

Name:

Joel Prohin

 

 

Title:

Head of Portfolio Management

 

 

 

 

 

 

BPIFRANCE PARTICIPATIONS S.A.

 

 

 

 

By:

/s/ Sophie Paquin

 

 

Name:

Sophie Paquin

 

 

Title:

Director of Legal Affairs

 

 

 

 

 

 

BPIFRANCE S.A.

 

 

 

 

By:

/s/ Boubakar Dione

 

 

Name:

Boubakar Dione

 

 

Title:

Group Director of Legal Affairs

 

 

 

 

 

 

EPIC BPIFRANCE

 

 

 

 

By:

/s/ Sophie Paquin

 

 

Name:

Sophie Paquin

 

 

Title:

Director of Legal Affairs

 

9



 

Schedule I

 

 

 

Transaction 

 

Transaction
Date

 

Quantity of
Ordinary
Shares

 

Price per
Ordinary
Share ($)

 

Place of
Transaction

 

Bpifrance Participations 

 

(Open market purchase)

 

05/31/17

 

+38,000

 

6.8616

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

06/01/17

 

+9,500

 

6.7842

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

06/01/17

 

+43,900

 

6.8873

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

06/02/17

 

+13,500

 

6.903

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

06/05/17

 

+10,500

 

6.9993

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

06/06/17

 

+75,400

 

7.0942

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

06/07/17

 

+110,473

 

7.0513

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

06/08/17

 

+80,800

 

7.1484

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

06/09/17

 

+125,525

 

7.1277

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

06/12/17

 

+139,880

 

7.2584

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

08/30/17

 

+150,000

 

10.5884

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

08/31/17

 

+118,355

 

10.7835

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

09/05/17

 

+82,601

 

11.1975

 

New York Stock Exchange

 

Bpifrance Participations 

 

(Open market purchase)

 

09/06/17

 

+98,500

 

11.3827

 

New York Stock Exchange

 

 

10



 

APPENDIX A

 

Name, business address, present principal occupation or employment and place of citizenship of the directors and executive officers of

 

BPIFRANCE PARTICIPATIONS S.A.

 

The name, business address and present principal occupation or employment of each of the directors and executive officers of Bpifrance Participations S.A. are set forth below. The business address of each director and executive officer is Bpifrance Participations S.A., 27-31, avenue du Général Leclerc, 94710 Maisons-Alfort Cedex, France. Unless otherwise indicated, each director and executive officer is a citizen of France.

 

BOARD OF DIRECTORS

 

Name 

 

Present Principal Occupation or Employment 

 

 

 

NICOLAS DUFOURCQ

 

Director, Chairman , Chief Executive Officer of Bpifrance Participations, and Chief Executive Officer of Bpifrance 

 

 

 

VIRGINIE FERNANDES 

 

Director, Head of the Steering Department at Caisse des Dépôts

 

 

 

CATHERINE MAYENOBE 

 

Director, Corporate Secretary of the Caisse des Dépôts 

 

 

 

PASCAL FAURE

 

Director, General Director of the General Directorate for Companies of the Ministry of Economy and Finance 

 

 

 

FREDERIC SAINT-GEOURS

 

Director, President of the supervisory board of SNCF 

 

 

 

MARTINE GEROW 

 

Director, Group Chief Financial Officer, American Express Global Business Travel 

 

 

 

FRENCH STATE, represented by CHARLES SARRAZIN 

 

Director, in charge of shareholding interests in the Service & Finance sectors, Agence des Participations de l’Etat (French State Shareholding Agency)  

 

 

 

ANNE-HELENE CHANTAL ROIGNAN 

 

Director, Director of the Institute of public management and economic development

 

 

 

BARBARA LAVERNOS 

 

Director, Executive Vice-President Operations at L’Oreal 

 

EXECUTIVE OFFICERS

 

Name 

 

Present Principal Occupation or Employment 

 

 

 

NICOLAS DUFOURCQ

 

Chief Executive Officer

 

 

 

JOSÉ GONZALO 

 

Executive Director 

 

 

 

PIERRE BENEDETTI 

 

Chief Financial Officer 

 

11



 

APPENDIX B

 

Name, business address, present principal occupation or employment and place of citizenship of the directors and executive officers of

 

BPIFRANCE S.A.

 

The name, business address and present principal occupation or employment of each of the directors and executive officers of Bpifrance S.A. (f/k/a BPI-Groupe (bpifrance)) are set forth below. The business address of each director and executive officer is Bpifrance S.A., 27-31, avenue du Général Leclerc, 94710 Maisons-Alfort Cedex, France. Unless otherwise indicated, each director and executive officer is a citizen of France.

 

DIRECTORS

 

Name 

 

Present Principal Occupation or Employment 

 

 

 

PIERRE-RENE LEMAS 

 

Chairman, Interim Chief Executive Officer of the Caisse des Dépôts 

 

 

 

NICOLAS DUFOURCQ 

 

Director, Chairman and Chief Executive Officer of Bpifrance Participations, and Chief Executive Officer of Bpifrance 

 

 

 

LOUIS SCHWEITZER

 

Director, Public Investment General Commissioner

 

 

 

MAUD BAILLY-TURCHI

 

Director, Senior Financial Controller with the State Financial Audit Department of the Ministry of Economy and Finance 

 

 

 

MARIE-MARGUERITE DUFAY 

 

Director, Chairman of the Regional Council of Bourgogne Franche-Comté

 

 

 

MARTIN VIAL 

 

Director, Chairman of the Agence des Participations de l’Etat (French State Shareholding Agency) 

 

 

 

FLORENCE MAS 

 

Director, Regional Director for Normandie at Caisse des Dépôts 

 

 

 

ELISABETH HENRY-PEREZ 

 

Director representing the employees

 

 

 

ERIC VERKANT 

 

Director representing the employees

 

 

 

VIRGINIE CHAPRON DU JEU 

 

Director, Group Finance Director of the Caisse des Dépôts 

 

 

 

ERIC LOMBARD 

 

Director, President of Europe Assistance 

 

 

 

SANDRINE GAUDIN 

 

Director, Special advisor for economic affairs in London (UK) 

 

 

 

HERVE MORIN 

 

Director, Chairman of the Regional Council of Normandie 

 

12



 

APPENDIX C

 

Name, business address, present principal occupation or employment and place of citizenship of the directors and executive officers of

 

CAISSE DES DÉPÔTS

 

The name, business address and present principal occupation or employment of each of the members of the Management Committee of Caisse des Dépôts are set forth below. The business address of each director and executive officer is Caisse des Dépôts, c/o 56, rue de Lille, 75007 Paris, France. Unless otherwise indicated, each such person is a citizen of France.

 

MANAGEMENT COMMITTEE

 

Name 

 

Present Principal Occupation or Employment 

 

 

 

PIERRE-RENE LEMAS 

 

Interim Chief Executive Officer 

 

 

 

OLIVIER MAREUSE 

 

Savings Fund Director 

 

 

 

ANDRE LAURENT MICHELSON 

 

General Financial Officer, Head of Financial Transaction Processing, director coordinating the Caisse des Dépôts Group for Greater Paris 

 

 

 

SOPHIE QUATREHOMME 

 

Group Corporate Communications Director 

 

 

 

ELIZABETH VIOLA 

 

Banking Services Director 

 

 

 

PAUL PENY 

 

Group Human Resources Director 

 

 

 

ALAIN BEUZELIN 

 

Pensions and Solidarity Director

 

 

 

GABRIELLE GAUTHEY 

 

Local Development and Investment Director 

 

 

 

VIRGINIE CHAPRON DU JEU 

 

Group Finance Director 

 

 

 

JEAN MARC MORIN 

 

Head of Legal and Tax Department

 

 

 

MARC ABADIE 

 

Local Development and Network Director 

 

 

 

CATHERINE MAYENOBE 

 

Secretary General 

 

 

 

LAURENT ZYLBERBERG 

 

Director of International and European Relationships 

 

13



 

APPENDIX D

 

Name, business address, present principal occupation or employment and place of citizenship of the directors and executive officers of

 

EPIC BPIFRANCE

 

The name, business address and present principal occupation or employment of each of the directors and executive officers of EPIC Bpifrance (f/k/a EPIC BPI-Groupe) are set forth below. The business address of each director and executive officer is EPIC Bpifrance, 27-31, avenue du Général Leclerc, 94710 Maisons-Alfort Cedex, France. Unless otherwise indicated, each director and executive officer is a citizen of France.

 

DIRECTORS

 

Name 

 

Present Principal Occupation or Employment 

 

 

 

PIERRE LEPETIT 

 

Chairman, Chief Executive Officer of EPIC Bpifrance 

 

 

 

FRANCOIS JAMET 

 

Director, Head of department SITTAR at the Higher Education, Research and Innovation Ministry 

 

 

 

ARNAUD JULLIAN 

 

Director, Deputy Director at the General Directorate for Budget of the Ministry of Economy and Finance 

 

 

 

SEBASTIEN RASPILLER 

 

Director, Deputy Director at the Directorate of Financing, Industry and Market of the Ministry of Economy and Finance 

 

 

 

VERONIQUE BARRY

 

Director, Deputy director at the innovation and entrepreneurship department of the French Ministry of Economy and Finance 

 

 

 

JULIEN CABES 

 

Director, Investment Manager at the Agence des Participations de l’Etat (French State Shareholding Agency) 

 

14